Explaining further, Kaplan told CoinDesk in a statement on Thursday that “Prometheum’s affiliated companies are registered with the SEC and are FINRA members. Specifically, Prometheum ATS is an SEC-registered alternative trading system (ATS) that matches orders for buyers and sellers of DAS under the Federal Securities Laws (FSL).” He also noted that “Prometheum Capital, also a SEC registered and FINRA member broker dealer was recently approved to operate as a special-purpose broker-dealer meaning it is the first SEC registered custodian for DAS under the FSLs. FINRA is a self regulatory agency that regulates broker dealers.”

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Author: CoinDesk Staff

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